Prosperity Capital Advisors

Investment Operations

At Prosperity Capital Advisors, we strive to stay ahead of the curve, bringing together innovative technologies and evidence based active management solutions. By streamlining back-office support, PCA advisors are able to focus their time and energy where it matters most—on providing holistic planning to their clients. We actively seek to align our organization with industry partners who share our desire to provide the best service possible to our advisors and investors.

 

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Orion Investment Company

As the nation’s largest privately held portfolio management provider, Orion provides our advisors with accurate daily reconciliation, key reporting functionality, and efficient rebalancing tools for managing client PCA portfolios. In addition to streamlining back-office investment operations for the advisor, Orion provides engaging client portal functionality—from video statements to user-friendly visuals, and more—so clients can stay connected to their investments. Learn more about Orion.

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MorningStar

Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. Utilized for the reporting and research that supports each PCA investment portfolio, Morningstar provides data on approximately 500,000 investment offerings, including stocks, mutual funds, and similar vehicles, along with real-time global market data on more than 15 million equities, indexes, futures, options, commodities, and precious metals, in addition to foreign exchange and Treasury markets. Learn more about MorningStar.

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Laser App

Laser App Software is the premier e-forms provider in the financial services industry. Integrating seamlessly and securely with web-based CRMs and account-opening tools, Laser App stores the latest application forms for investing through PCA and will prefill them with the information available from your CRM database. Once the e-forms are prefilled, they can be printed, saved, or electronically signed and securely transmitted. Laser App helps advisors spend less time processing paperwork and the opportunity to realize the cost savings and increased productivity of a paperless process. Learn more about Laser App.

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Docusign

Globally recognized as an award-winning leader in securely transmitting legally binding signatures, Docusign is a great tool for providing speed, accuracy, and efficiency for all the transactional needs of PCA advisors and investors. Integrating with Laser App forms, Docusign can complete a paperless process for opening accounts and managing your PCA investments. Learn more about Docusign.

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Dimensional Fund Advisors (DFA)

Each PCA investment strategy is comprised of Dimensional Fun Advisors (DFA) products that align with the critical tax- and fee-efficiencies of our investment selection criteria. Dimensional is known for its enduring investment philosophy, rooted in more than three decades of executing academic theory. Founded in 1981, DFA manages more than $381 billion under management and 835 employees worldwide1, and is available through a limited selection of financial advisor distributors. Learn more about Dimensional Fund Advisors.

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TD Ameritrade Institutional

PCA uses TD Ameritrade as a third-party institutional custodian for all managed assets. In addition to providing reputable checks and balances and a strict commitment to fiduciary standards for holding investor assets, TD Ameritrade is also dedicated to providing transparent and personal support to more than 4,000 independent advisors nationwide. Learn more about TD Ameritrade.